The brokerage team consists of industry veterans who are experts in:
- Monitoring and reducing risk
- Working together with regulators
- Understanding how financial markets operate
Since inception, tZERO has worked to ensure that our pursuits fall within regulatory guidelines. In addition to operations and compliance personnel, the brokerage team has a strong business development unity with significant brokerage experience. In total, there are currently 15 registered representatives holding the following licenses: 4, 7, 24, 27, 57, 62, 63, 66, and 99. The brokerage team will be indispensable as tZERO navigates the regulatory framework of the U.S. capital markets.